A New Methodology for Drought Vulnerability Assessment Using SPI (Standardized Precipitation Index)

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1 International Journal of Scientific Research in Knowledge, 2(9), pp , 2014 Available online at ISSN: ; 2014 IJSRPUB Full Length Research Paper A New Methodology for Drought Vulnerability Assessment Using SPI (Standardized Precipitation Index) Elham Asrari 1*, Masoud Masoudi 2 1 Department of civil engineering, Payame Noor University, PO BOX Tehran, I.R of Iran 2 Department of Desert Regions Management, College of Agriculture, Shiraz University, I.R of Iran *Corresponding Author: e_asrari@pnu.ac.ir, elasrari@yahoo.com Received 21 June 2014; Accepted 19 August 2014 Abstract. The Standardized Precipitation Index (SPI) is a widely used drought index to provide good estimations about the intensity, magnitude and spatial extent of droughts. The objective of this study was analyzing spatial pattern of drought by SPI index. In this paper, according to the data of 30 stations in Fars Province located in the southern Iran, during , the pattern of drought hazard are evaluated. Influenced zone of each station was specified by Thiessen method. It was attempted to make a new model of drought hazard using GIS. Three criteria for drought were studied and considered to define areas under vulnerability. Drought hazard criteria used in the present model include: maximum severity of drought in the period, trend of drought, and the maximum number of sequential arid years. Each of the vulnerability indicator map and also final hazard map are classified into 4 hazard classes of drought: slight, moderate, severe and very severe. The final drought vulnerability map was prepared by overlaying three criteria maps in the GIS and the final hazard classes were defined on the basis of hazard scores arrived at by using the geometric mean of the main indicators, deploying the new model. The final vulnerability map shows that moderate hazard areas (74% of the region) are much widespread than areas under severe hazard (26% of the region) which are observed in the northwest and eastern parts of the region. Keywords: Drought, SPI, GIS, trend, criteria, vulnerability map 1. INTRODUCTION Drought is one of the main natural hazards affecting the economy and the environment of large areas (Obasi, 1994; Bruce, 1994; Wilhite, 2000). Droughts cause crop losses (Austin et al., 1998; Leilah and Al- Khateb, 2005), urban water supply shortages (De- Gaetano, 1999), social alarm (Morales et al., 2000), degradation and desertification (Nicholson et al., 1998; Pickup, 1998; Evans and Geerken, 2004), and forest fires (Pausas, 2004; Flannigan and Harrington, 1988). Drought is a complex phenomenon which involves different human and natural factors that determine the risk and vulnerability to drought. Although the definition of drought is very complex (Wilhite and Glantz, 1985), it is usually related to a long and sustained period in which water availability becomes scarce (Dracup et al., 1980; Redmond, 2002). Drought can be considered to be essentially a climatic phenomenon (Palmer, 1965; Beran and Rodier, 1985) related to an abnormal decrease in precipitation (Oladipo, 1985; McKee et al., 1993). Important efforts for developing methodologies to quantify different aspects related to droughts have 425 been made. More efforts have been made to develop drought indices, which allow an earlier identification of droughts, their intensity and surface extent. During the twentieth century, several drought indices were developed, based on different variables and parameters (Heim, 2002). Drought indices are very important for monitoring droughts continuously in time and space, and drought early warning systems are based primarily on the information that drought indices provide (Svoboda et al., 2002). The majority of drought indices have a fixed time scale. For example, the Palmer Drought Severity Index (PDSI, Palmer, 1965) has a time scale of about 9 months (Guttman, 1998), which does not allow identification of droughts at shorter time scales. Moreover, this index has many other problems related to calibration and spatial comparability (Alley, 1984; Guttman et al., 1992; Karl, 1983). To solve these problems, McKee et al. (1993) developed the Standardized Precipitation Index (SPI), which can be calculated at different time scales to monitor droughts in the different usable water resources. Moreover, the SPI is comparable in time and space (Hayes et al., 1999; Lana et al., 2001; Wu et al., 2005).

2 Asrari and Masoudi A New Methodology for Drought Vulnerability Assessment Using SPI (Standardized Precipitation Index) The SPI was developed in 1993 following a careful procedure (Redmond, 2002), but due to its robustness it has already been widely used to study droughts in different regions, For example the USA (Hayes et al., 1999), Italy (Bonaccorso et al., 2003), Hungary (Domonkos, 2003), Korea (Min et al., 2003), Greece (Tsakiris and Vangelis, 2004), Spain (Vicente-Serrano et al., 2004; Lana et al., 2001) and Iran (Nurozi, 2007). SPI has also been included in drought monitoring systems and management plans (Wu et al., 2005). In general, different studies have indicated the usefulness of the SPI to quantify different drought types (Edwards and McKee, 1997; Hayes et al., 1999; Komuscu, 1999). The long time scales (over 6 months) are considered as hydrological drought indicators ([river discharges or reservoir storages) (McKee et al., 1993; Hayes et al., 1999). The objective of this study is to establish spatial pattern of drought using multi-temporal assessment of SPI in Fars Province, southern Iran. For that, different aspects of drought hazard; namely, maximum severity of drought in the period, trend of drought; and the maximum number of sequential arid years have been prepared in the GIS deploying the new model. It is the first attempt of its kind research in Iran to preparing such hazard maps that may be useful for regional planners; and it can be use by policy makers for agricultural and environmental strategies, not only in Southern Iran but also in other countries facing similar problem. 2. MATERIALS AND METHODS 2.1. Study Area Fars Province located in the southern Iran was selected as a study area for a test assessment of drought vulnerability. It covers an area of 12 million ha, which lies between the latitudes of 27 02' to 31 43' N and the longitudes of 50 42' to 55 36' E. Average of precipitation is 330 mm in the mentioned region. Fig. 1: Scattering of stations in Fars Province map 2.2. Data and methodology The meteorological data used in this study, consisting of monthly precipitation measurements for 30 meteorological stations distributed fairly evenly in the region (Fig. 1), were collected from the Iran Meteorological Organization (IMO) and Regional Water Organization of Fars Province. The adequate quantity of station was determine using suitable scatter formula [equation 1 (Mahdavi, 2002)] was used. An exhaustive list of the selected stations is given in Table 1. Where; N = minimum of adequate station number; CV% = average of coefficient of variations of annual precipitation for stations of region; E% = acceptable faults (%) for the determination of correct number, for this work E% is considered 6.6%; SD = standard deviation of annual precipitation for the stations of region; P = annual precipitation average for the stations of region; in this study: N=30 426

3 International Journal of Scientific Research in Knowledge, 2(9), pp , 2014 To determine the common duration of the suitable statistic period for all the stations, equation 2 (Mahdavi, 2002) was used. For using this equation, at least 24 years data are needed. However due to available data, data has been selected from 1972 till 2006 for the total stations. For each station, missing values were estimated using a linear regression with the optimum reference station. (2) Where; N = minimum necessary annual data; t = t student with the freedom degree of n-6;r= Ratio of return period precipitation of 100 years to 2 years; in this paper; N=23.6 years. In the next stage, for each station in every year, annual precipitation and Standardized Precipitation Index (SPI) have been calculated using following equation: (3) Where; Pi = total of precipitation in each year; P= average of precipitation in the period; SD = standard deviation of annual precipitation in the period. Maximum Intensity Maximum Duration 81.7% 73.2% Trend % Severity Classes 0 Fig. 2: Per cent areas under hazard classes of three criteria used in the model of drought in the region Table 1: Name of the selected stations over the study area To check normality of the data for each station; the software of "MINITAB.14" was used. Amounts of P- values from option of "Normality Test" have been analyzed. Amounts more than 0.05 indicate distribution of data in the period of record is normal while amounts less than this indicate distribution data is not normal. In the current assessment 90% of stations have normal data that is acceptable for the assessment. The assessment of hazard of drought has been attempted by first identifying the main criteria of drought in the study area and then establishing the thresholds (class limits) of severity for criteria and in the end analyzing the hazard. The recommendations appearing in some literature (like; Masoudi et al., 2007; Zareiee, 2009 ; Zehtabian and Jafari, 2002) as well as the statistically suitable parameters of region like average and standard deviation for the trend data have also been taken into consideration while fixing the thresholds of the four classes of severity (ratings scores between 1 to 4) for each indicator. Three criteria (Table 2) have been processed in the GIS to arrive at the hazard map for each criterion. 427

4 Asrari and Masoudi A New Methodology for Drought Vulnerability Assessment Using SPI (Standardized Precipitation Index) Table 2: Criteria used for the hazard assessment of drought using SPI Criteria used for drought hazard in the present model include: maximum severity of drought in the period, trend of drought, and the maximum number of sequential arid years. Amounts of SPI 0.5 have been taken into consideration to show drought condition and dry year. This threshold helps to evaluate second and third criteria. To find trend of hazard for each station or its thiessen polygon, period of data recording have been divided to two equal periods and in each period percent of dry years was evaluated. Then trend of hazard have been calculated using following equation: Percent of trend= [(dry years in the second period - dry years in the first period) / dry years in the first period] 100 (Eq. 4) In order that the effect of all criteria gets projected in the final hazard map, the overlays of the individual hazard criterion maps, derived from three criteria, were analyzed step by step. The severity of hazard assigned for each polygon has been assessed by geometric mean of all the attributes (rating scores) of criteria used in the GIS. The following equation was used in GIS to assess the hazard map of meteorological drought: Hazard score for drought = (maximum severity of drought trend of drought maximum number of sequential arid years) 1 / 3 (Eq. 5) The hazard score in each polygon denotes the cumulative effect of all the criteria for qualifying the four severity classes (Table 3), which facilitated the production of Fig. 3 showing different degrees of drought hazard. Table 3: The severity classes of hazard Map produced in the GIS 3. RESULTS AND DISCUSSIONS Some studies so far done in Iran and in the world have based on their estimation on the present state of hazard of drought during a specific year using some indices like SPI and PNPI (Ensafi Moghaddam, 2007, Raziei et al., 2007). Such Indicator maps or information alone based on the present state of hazard derived from the specific year are inadequate to show those areas which are more vulnerable to the hazard (Masoudi, 2010).As displayed in figure 2, among the hazard criteria maps used in the model; About 78 % of area in this hazard map falls under severe and very severe classes indicating that the most parts of region have been experienced the worst droughts in the period of study. Other results regarding drought assessment in different regions of Iran show the comparable results (Ensafi Moghaddam, 2007; Raziei et al., 2007, Sarhadi et al., 2008). 428

5 International Journal of Scientific Research in Knowledge, 2(9), pp , 2014 Fig. 3: Hazard map of drought vulnerability in the region. But the most parts of hazard map showing 'maximum number of sequential arid years in the period' is under moderate hazard class (82%), indicating period of droughts doesn t continue more than three years, in the most parts of region. This aspect of drought have been used alone to show vulnerability to drought in regions, showing importance of this criteria in the hazard assessment (Feiznia et al., 2001, Zehtabian and Jafari, 2002). While drought hazard map based on the percentage of increasing trend shows that 49 % of area in this hazard map is under slight class, indicating occurrence of droughts in the recent years in half parts of the region. It is almost equal showing a decreasing trend in the second part of period compared to first part. This indicates trend of occurrence drought condition in the study area is an increasing trend in other half part of the region confirming those studies in the region showing climate changes is going to drier condition in many parts of region and country (Asrari and Masoudi, 2010, Masoudi and Afrough, 2011, Zareiee, 2009,). On the other hand the final hazard map of Fars Province (Fig. 3) shows two different hazard classes. From the Figure 3 a general conclusion can be derived that in Fars Province a smaller proportion (26%) is under severe hazard (classes 3) of drought while the widespread areas are under moderate risk (class 2) of drought (74%). Hazardous lands are observed more in north-western parts and middle parts of province. 4. CONCLUSION It requires a combination of more indices of hazard like maximum number of sequential years of hazard in a period and also important index of trend showing different aspects of hazard. This kind of classification using different criteria is the first attempt of its kind for defining areas with higher risk drought. The GIS analysis not only facilitated the model those development but also allowed the evaluation of spatial correlation and hazard map production. REFERENCES Alley WM (1984). The Palmer drought severity index: limitations and applications. J. Appl. Journal of Meteorology, 23: Austin RB, Cantero-Martinez C, Arrue JL, Playan E, Cano-Marcellan P (1988). Yield rainfall relationships in cereal cropping systems in the Ebro river valley of Spain. European Journal of Agronomy, 8: Asrari E, Masoudi M (2010). Hazard assessment of climate changes, a case study area: Fars Province, Iran. International Pollution Research, 29: Beran MA, Rodier JA (1985). Hydrological aspects of drought. Studies and reports in hydrology, 39, UNESCO WMO, Ginebra. Bonaccorso B, Bordi I, Cancelliere A, Rossi G, Sutera A (2003). Spatial variability of drought: an 429

6 Asrari and Masoudi A New Methodology for Drought Vulnerability Assessment Using SPI (Standardized Precipitation Index) analysis of the SPI in Sicily. Water Resour. Manag, 17: Bruce JP (1994). Natural disaster reduction and global change. Bulletin of the American Meteorological Society, 75: DeGaetano AT (1999). A Temporal Comparison of Drought Impacts and Responses in the New York City Metropolitan Area. Climatic Change, 42: Domonkos P (2003). Recent precipitation trends in Hungary in the context of larger scale climatic changes. Natural. Hazards, 29: Dracup JA, Lee K., Paulson EG (1980). On the definition of droughts. Water Resource Res, 16: Edwards DC, McKee TB (1997). Characteristics of 20th century drought in the United States at multiple time scales. Atmos. Sci, Paper No Ensafi Moghaddam T (2007). An Investigation and assessment of climatological indices and determination of suitable index for climatological droughts in the Salt Lake Basin of Iran. Iranian journal of Range and Desert Reseach, 14: Evans J, Geerken R (2004). Discrimination between climate and human-induced dry land degradation. J. Arid Env, 57: Feiznia S, Gooya AN, Ahmadi H, Azarnivand H (2001). Investigation on desertification factors in Hossein-Abad Mish Mast plain and a proposal for a regional model. Journal of Biaban, 6(2): Flannigan MD, Harrington JB (1988). A study of the relation of meteorological variables to monthly provincial area burned by wilfire in Canada ( ). J. Appl. Meteorology, 27: Guttman NB, Wallis JR, Hosking JRM (1992). Spatial comparability of the Palmer Drought Severity Index.Water Resource, Bull, 28: Guttman NB (1998). Comparing the Palmer drought index and the Standardized Precipitation Index. Journal of the American Water Resources Association, 34: Hayes M, Wilhite DA, Svoboda M, Vanyarkho O (1999). Monitoring the 1996 drought using the Standardized Precipitation Index. Bulletin of the American Meteorological Society, 80: Heim RR (2002). A review of twentieth-century drought indices used in the United States. Bulletin of the American Meteorological Society, 83: Karl TR (1983). Some spatial characteristics of drought duration in the United States. J. Clim. Appl. Meteorol, 22: Komuscu AU (1999).Using the SPI to analyze spatial and temporal patterns of drought in Turkey. Drought Network News, 11: Lana X, Serra C, Burgue no A (2001). Patterns of monthly rainfall shortage and excess in terms of the Standardied Precipitation Index for Catalonia (NE Spain). Int. J. Climatology, 21: Leilah AA, Al-Khateeb SA (2005). Statistical analysis of wheat next term yield under previous term drought next term conditions. J. Arid Env, 61: Mahdavi M (2002). Applied Hydrology. Tehran University Press Masoudi M (2010). Risk assessment and remedial measures of land degradation, in parts of Southern Iran. Lambert Academic Publishing (LAP). Germany, 220 p. Masoudi M, Afrough E (2011). Analyzing trends of precipitation for Humid, Normal and Drought classes using Standardized Precipitation Index (SPI), a case of study: Fars Province, Iran. International Journal of Agri Science, 1: Masoudi M, Patwardhan AM, Gore SD ( 2007). Risk assessment of lowering of ground water table using GIS for the Qareh Aghaj Sub Basin, Southern Iran. J. of the Geological Society of India, 70: McKee TBN, Doesken J, Kleist J (1993). The relationship of drought frequency and duration to time scales. Eight Conf. on Applied Climatology. Anaheim. CA.Amer. Meteor. Soc, Min SK, Kwon WT, Park EH, Choi Y (2003). Spatial and temporal comparisons of droughts over Korea with East Asia. Int. J. Climatol, 23: Morales A, Olcina J, Rico AM (2000). Diferentes percepciones de la sequ ıa en Espa na: adaptaci on, catastrofismo e intentos de correcci on. Investigaciones Geograficas, 23: Nicholson SE, Tucker CJ, Ba MB (1998). Desertification, drought and surface vegetation: an example from the west African Sahel. Bulletin of the American Meteorological Society, 79: Noruzi R (2007). Assessment and Preparation of Critical Condition Map of Ground Water Resources Using GIS. M.Sc Thesis. Tehran University. Iran. Obasi GOP (1994). WMO s role in the international decade for natural disaster reduction. Bulletin 430

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8 Asrari and Masoudi A New Methodology for Drought Vulnerability Assessment Using SPI (Standardized Precipitation Index) Dr. Elham Asrari is an Associate Professor in the Civil Engineering Department of Payame Noor University of Shiraz. She is a researcher and author, having published numerous peer-reviewed articles in the fields of air pollution, water pollution and wastewater pollution. She received her MSc in Environmental Engineering, and her PhD in Environmental Sciences from Pune University, India. Dr Masoud Masoudi is an Associate Professor in Agriculture College of Shiraz University. He is a researcher and author, having published numerous peer- reviewed articles in the fields of risk assessment, land use planning, air pollution and etc. 432

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