Format of Holding of Specified securities

Transcription

1 Format of Holding of Specified securities 1. Name of Listed Entity:RELIGARE ENTERPRISES LIMITED 2. Scrip Code/Name of Scrip/Class of Security:532915,RELIGARE,EQUITY SHARES 3. Share Holding Pattern Filed under: Reg. Reg.31(1)(b) a. if under 31(1)(b) then indicate the report for quarter ending 31/12/2018 b. if under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars YES* NO* a Whether the Listed Entity has issued any partly paid up shares NO b Whether the Listed Entity has issued any Convertible Securities or Warrants? YES c Whether the Listed Entity has any shares against which depository receipts are issued? NO d Whether the Listed Entity has any shares in locked-in? YES e Whether any shares held by promoters are pledge or otherwise encumbered? YES *if the Listed Entity selectes the option 'NO' for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed entity in above table the values will be considered as 'Zero' by default on submission of the at of holding of specified securities. 5 The tabular at for disclosure of holding of specified securities is as follows:

2 Table I - Summary Statement holding of specified securities Category Category of Shareholder No of No of fully paid Sharehold up equity shares ers held No of Partly paid-up equity shares held Depository Total Held (VII) = (IV)+(V)+(VI) Shareholding as Number of Voting Rights held in each class of securities a % of total no of shares (As a % of (A+B+C2)) Outstanding converttible Shareholding as a % Number of Locked in Shares assuming full conversion of convertible Number of Shares pledged or otherwise encumbered securities (Including Securities (as a Warrants) percentage of diluted No of Voting Rights Total as a % of (A+B+C) share capital) As a % of total Shares (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) As a % of total Shares held (A) Promoter & Promoter Group* (B) Public NA NA (C) Non Promoter-Non Public (C1) Shares underlying DRs NA NA NA 0 (C2) Shares held by Employes Trusts NA NA 0 Total: *RHC Finance Private Limited (Promoter Group Company) has acquired Voting Rights of 10.33% due to the non-payment of dividend for 2 years on 2.5 Crore Non -Convertible Non -Cumulative Redeemable Preference Shares ( Preference Shares ), held by it. However, Company is taking appropriate steps to seek appropriate directions from SEBI and also approach the National Company Law Tribunal against these Voting Rights. This issuance of Preference Shares is one of the subject matters of the Complaint filed by REL with MCA,RBI and SEBI and one of the many related party financial transactions, the bonafides of which is suspected.

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category Category & Name of the Shareholder No of Shareholders No of fully paid up No of Partly paid- Total Shareholding as Number of Voting Rights held in each class of securities Shareholding as a % Number of Locked in Shares Number of Shares pledged or equity shares held up equity shares Held (IV+V+VI) a % of total no of Outstanding assuming full conversion otherwise encumbered held Depository shares converttible securities of convertible Securities (calculated as (Including Warrants) (as a percentage of per SCRR, 1957 diluted share capital) (VIII) As a % of (VII)+(X) As a % of (A+B+C2 (A+B+C2) No of Voting Rights Total as a % of As a % of total As a % of total (A+B+C) Shares held Shares held (IX) (XII) (XIII) (I) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV) (1) Indian (a) Individuals/Hindu undivided Family (b) Central Government/State Government(s) (c) Financial Institutions/Banks (d) Any Other RHC FINANCE PRIVATE LIMITED* MALVINDER MOHAN SINGH AND SHIVINDER MOHAN SINGH# RHC HOLDING PRIVATE LIMITED Sub-Total (A)(1) (2) Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals ABHISHEK SINGH (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) *RHC Finance Private Limited (Promoter Group Company) has acquired Voting Rights of 10.33% due to the non-payment of dividend for 2 years on 2.5 Crore Non -Convertible Non -Cumulative Redeemable Preference Shares ( Preference Shares ), held by it. However, Company is taking appropriate steps to seek appropriate directions from SEBI and also approach the National Company Law Tribunal against these Voting Rights. This issuance of Preference Shares is one of the subject matters of the Complaint filed by REL with MCA,RBI and SEBI and one of the many related party financial transactions, the bonafides of which is suspected. #On behalf of PS Trust

4 Table III - Statement showing shareholding pattern of the Public shareholder Category Category & Name of the Shareholder No of Shareholders No of fully paid up No of Partly paidup equity shares equity shares held held Depository Total Held (IV+V+VI) Shareholding Number of Voting Rights held in each class of securities as a % of total no of shares (A+B+C2) Outstanding converttible Shareholding as a % Number of Locked in Shares assuming full conversion of convertible Number of Shares pledged or otherwise encumbered No of Voting Rights Total as a % of (A+B+C) securities (Including Warrants) Securities (as a percentage of diluted share capital) As a % of total Shares held (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (1) Institutions (a) Mutual Funds NA NA 0 (b) Venture Capital Funds NA NA 0 (c) Alternate Investment Funds NA NA 0 (d) Foreign Venture Capital Investors NA NA 0 (e) Foreign Portfolio Investors NA NA INDIA HORIZON FUND LTD NA NA HUNT INTERNATIONAL INVESTMENTS LLC NA NA CB GREEN VENTURES PTE LTD NA NA RESILIENT INDIA GROWTH FUND NA NA (f) Financial Institutions/Banks NA NA AXIS BANK LIMITED NA NA (g) Insurance Companies NA NA 0 (h) Provident Funds/Pension Funds NA NA 0 (i) Any Other 0.00 FOREIGN CORPORATE BODIES NA NA INTERNATIONAL FINANCE CORPORATION NA NA Sub Total (B)(1) NA NA (2) Central Government/State Government(s)/President of NA NA 0 Sub Total (B)(2) NA NA 0 (3) Non-Institutions (a) i.individual shareholders holding nominal share capital u NA NA ii.individual shareholders holding nominal share capital i NA NA MANISH LAKHI NA NA GIRDHARILAL V LAKHIVANDANA G LAKHI NA NA DILIPKUMAR LAKHI NA NA (b) NBFCs Registered with RBI NA NA (c) Employee Trusts NA NA 0 (d) Overseas Depositories (Holding DRs)(Balancing figure) NA NA 0 (e) Any Other 0.00 TRUSTS NA NA 95 NON RESIDENT INDIANS NA NA MAHESH UDHAV BUXANI NA NA NAINA MAHESH BUXANI NA NA CLEARING MEMBERS NA NA NON RESIDENT INDIAN NON REPATRIABLE NA NA BODIES CORPORATES NA NA ARCH FINANCE LTD NA NA M B FINMART PRIVATE LIMITED NA NA MILKY INVESTMENT AND TRADING COMPANY NA NA PURAN ASSOCIATES PRIVATE LIMITED NA NA QUICK TRADING AND INVESTMENT ADVISORS LLP NA NA IL AND FS SECURITIES SERVICES LIMITED NA NA OLUMPUS TRADING AND ADVISORY LLP NA NA SAMCO SECURITIES LIMITED - CLIENT ACCOUNT NA NA As a % of total Shares WIN SURE TRADE INVEST PRIVATE LIMITEDROCK BUILDERS AND DEVELOPERS PRIVATE LIMITED* NA NA Sub Total (B)(3) Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) *on behalf of Chandrakanta Enterprise

5 Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category Category & Name of the Shareholder PAN No of Shareholders No of fully paid up No of Partly paidup equity shares equity shares held held Depository Total Held (IV+V+VI) Shareholding Number of Voting Rights held in each class of securities as a % of total no of shares (A+B+C2) Total as a % of (A+B+C) Shareholding as a % Outstanding assuming full converttible securities conversion of (Including Warrants) convertible Securities (as a percentage of diluted share capital) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (1) Custodian/DR Holder NA NA 0 (2) Employee Benefit Trust (under SEBI(Share based Employee Benefit) Reg NA NA 0 No of Voting Rights Number of Locked in Shares Number of Shares pledged or otherwise encumbered Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2) As a % of total Shares As a % of total Shares held

6 Details of the shareholders acting as persons in Concert including their Shareholding: Name of Shareholder Name of PAC No of shares Holding% M. B Finmart Pvt Ltd Milky Investment & Trading Company Puran Associates Private Limited Total: Name of Shareholder Name of PAC No of shares Holding% Girdharilal Lakhi Chirag Dilipkumar Lakhi Dilipkumar Lakhi Manish Lakhi Krsna Suraj Kalra Total: Name of Shareholder Name of PAC No of shares Holding% Quick Trading and Investment Advisors LLP Win Sure Trade Invest Private Limited Rock Builders and Developers Private Limited* Total: *on behalf of Chandrakanta Enterprise

7 Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, of Shareholders No of shares