Green Procurement Standards

Transcription

1 Green Procurement Standards 1st. edition: 11 June th. edition: 1 July 2016 Production Engineering & Procurement Division Quality Assurance Division

2 Revision history Edition Date Details 1st edition 11 Jun First edition issued 2nd edition 1 Mar Revised to separate "Standards for Chemical Content in Products" for the investigation of chemical substance contents State of investigation of chemical substance control in products added to supplier evaluation items 3rd edition 31 July 2008 Overall revisions made due to review of standards and operation Contents of separate Standards for Chemical Content in Products combined as. In addition, some contents were changed, and some substances were added or deleted Arsenic and its compounds: Restricted Prohibited Substances (with exemptions) Cadmium and its compounds: Restricted Prohibited Substances (with exemptions) and exemptions added Mercury and its compounds: Restricted Prohibited Substances (with exemptions) -Polychlorinated terphenyls added to Polychlorinated biphenyls Short chain chlorinated paraffins: Restricted Prohibited Substances Hexachlorobenzene added to Prohibited substances Exemptions added to Lead and its compounds Nickel: Controlled Restricted Substances Perflouorooctane sulfonates added to Restricted Substances Polyvinyl chloride: Controlled Restricted Substances Formaldehyde added as a Volatile Organic Compounds, and standards set for Yamaha Products Magnesium (and its alloys), copper and its compounds, gold and its compounds, palladium and its compounds, silver and its compounds deleted 4th edition 1 April 2009 Change the name of Division From Procurement Planning Department, Purchasing & Logistics Division to Procurement Planning Department, Production Engineering & Planning Division From Quality Planning Department, Quality & Engineering Planning Division to Quality Planning Department, Production Engineering & Planning Division 5th edition 29 Dec Main changes 1. YAMAHA S POLICY ON THE ENVIRONMENT was obsolete, and Yamaha Group Environmental Policy was established. 2. Form 3 was obsolete and the Article Information Sheet (AIS) established by Joint Article Management Promotion-consortium (JAMP) was adopted for chemical content survey in material. 3. Standards for Chemical Content in Materials was amended. - The definition of Article was added to definitions. - Criteria for controlled substances were added in Policy of

3 applicable standards. - Chemical content standards were changed and some substances were added or deleted. Arsenic and its compounds: Prohibited Restricted substances with applicable scope. Cadmium and its compounds: Prohibited Restricted substances with applicable scope. Mercury and its compounds: Prohibited Restricted substances with applicable scope. Pentachlorophenol and its salts and esters: Content standards were modified. (Define residual concentration level.) 2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenol: Add to prohibited substances Dimethyl fumarate: Add to prohibited substances Lead and its compounds: Modify applicable scope Tributyl tins and triphenyl tins: Deleted and tri-substituted organostannic compounds add to prohibited substances. Perfluorooctane sulfonates: Restricted Prohibited substances Control method for brominated flame retardants were modified. Listed substances on the Candidate List of Substance of Very High Concern for Authorisation under EU REACH regulation were add to Controlled substances. - Reference laws and regulations were updated. - EU RoHS directive exemptions were listed on Table 6. - Example substance lists were added. 6th edition 1 July, 2012 Main changes 1. The goods used and consumed in the company were excluded from the scope. 2. Amendments of Standards for Chemical Content in Production Materials and Products - Chemical content standards were changed and some substances were added Concerning the restricted usage for lead and its compounds, the exempted application on surface painting layer was deleted. Dibutyltin compounds: Add to restricted substances. Dioctyltin compounds: Add to restricted substances. -The candidate list of the SVHC for authorisation based on EU REACH regulation were updated. (as of 19 December 2012) -EU RoHS directive exemptions were updated. 7th. edition 1 July, 2016 Main changes 1. Division in charge to Production Engineering & Procurement Division and Quality Assurance Division. 2. Revision of the Yamaha Group Environment Policy 3. In IV Operation (iv) Conformation of response, improvement request was added. 4. Amendments of Standards for Chemical Content in Production Materials and Products

4 -Amendments of definitions Delete the definition of "dependent" in the definition of "electrical and electronic equipment" Delete wording that indicate whole object (e.g. a whole product) in the definition of article. -Chemical content standards were changed and some substances were added or deleted. Short chain chlorinated paraffins: Change of content standard Hexabromocyclododecane (HBCDD) and all major diastereoisomers: Add to prohibited substances. Hexavalent chromium compounds: Enlargement of restricted application (leather article) Lead and its compounds: Enlargement of restricted application (parts which may be placed in the mouth by children and batteries) Azo colorants: Amendment of restricted application Volatile Organic Compounds (VOC): Additional Notes on formaldehyde contained in the wood material Cadmium and its compounds: Amendment of restricted application (batteries). Mercury and its compounds: Amendment of restricted application (batteries). Perfluorooctanoic acids (PFOAs): Add to restricted substances Polycyclic-aromatic hydrocarbons (PAHs ) : Add to restricted substances Fluorinated greenhouse gases: Add to restricted substances Bis(2-ethylhexyl) phthalate (DEHP ) : Add to restricted substances Dibutyl phthalate (DBP), Benzyl butyl phthalate (BBP), Diisobutyl phthalate (DIBP): Add to restricted substances Tris(2-chloroethyl)phosphate (TCEP), Tris(1-chloro-2-propyl) phosphate (TCPP), Tris(1,3-dichloro-2-propyl)phosphate (TDCPP): Add to restricted substances Bismuth and its compounds: Delete from controlled substances Phthalate: Controlled substance 4 kinds of phthalates (DEHP, DBP, BBP, DIBP) are added to restricted substances and other phthalate are included IEC62474 declarable substance (controlled substance). Therefore substance group was deleted. Antimony and its compounds, Beryllium and its compounds, Selenium and its compounds, Brominated flame retardants (excluding PBBs and PBDEs), Ozone depleting substances (class II substances) are included IEC62474 declarable substance (controlled substances). Therefore substance group was deleted. EU CLP Regulation Table 3.1and Table 3.2 of Annex VI : List of Carcinogenic, Reprotoxic and Mutagenic Category 1 and 2 Substances: Add to controlled substances REACH Annex XVII Restriction substances [excluding Entry 28, 29, 30 (CLP Regulation Annex VI CMR-Cat. 1,2) ] : Add to controlled substances

5 Fulfilling criteria of ESIS PBT: Add to controlled substances IEC62474 declarable substances: Add to controlled substances -The candidate list of the SVHC for authorisation based on EU REACH regulation were updated. (as of 20 June, 2016) -EU RoHS directive exemptions were updated.

6 Contents Yamaha Group Environmental Policy... 2 Environment Preservation Activities and Green Procurement... 3 Green Procurement Standards... 4 I Purpose... 4 II Scope... 4 III Green Procurement Investigation... 4 (i) Investigation of supplier... 4 (ii) Investigation of production materials and products... 4 IV Operation... 5 (i) Investigation of supplier... 5 (ii) Investigation of production materials and products... 5 (iii) Handling of responses... 5 (iv) Confirmation of responses... 5 (v) Notification of changes... 6 V Revisions... 6 VI Contact regarding these Standards... 6 Annex 1 Substances Prohibited in Manufacturing Process of Production Materials and Products... 7 Standards for Chemical Content in Production Materials and Products Definitions Policy of applicable standards Prohibited Substances Restricted Substances Controlled Substances Standards for Chemical Content in Production materials and Products Prohibited Substances Restricted Substances Controlled Substances Form 1: The Investigation Sheet for Environmental Aspects Form 2: Declaration of Environmental Aspects

7 Yamaha Group Environmental Policy The Yamaha Group will always contribute to the making of a better global environment using our unique expertise and sensibilities, gained from our devotion to the sound and music, in order to create excitement and cultural inspiration together with people around the world. Our slogan is A Concerto Played by the World and Yamaha, for the Future. 1. To protect biodiversity and the global environment, we will prevent rapid climate change and environmental pollution, while protect the environments around our business sites and contribute to local communities. In particular, we will reduce emissions and leakage risks of harmful chemicals, use responsibly sourced wood, and promote the protection of forests. 2. We will develop technologies, and offer products and services that minimize any burdens on the environment. 3. We will comply with all relevant environmental laws and regulations. We will act faithfully accordance with the agreed norms of international communities and industrial bodies. 4. We will maintain effective environmental management systems, and continuously improve them. - This environmental policy will be distributed both inside and outside the Yamaha Group. Established on 17 March,2010. Revised on 1 February,

8 Environment Preservation Activities and Green Procurement At Yamaha, we have positioned activities to maintain and improve environment preservation as a priority within our corporate activities. We have continued to approach this from various angles. In 1994, we set the "YAMAHA S POLICY ON THE ENVIRONMENT" outlining our basic policy regarding the environment protection. This clearly indicates our policy on the environment and the principles of our activity. Based on this policy, we have promoted our environment load reduction activities through a life cycle which covers extraction of raw materials, manufacture of materials, production of products, distribution, usage, disposal and recycle so that we may provide eco-friendly products to our users. To promote these activities, we started our Green Procurement activities in 2002 to procure materials from suppliers who are positively taking part in environment preservation. This allows us to procure materials which have a small environmental load throughout the product s life cycle. Our environment preservation activities aim to reduce environment load substances, conserve energy and prevent global warming and conserve resources and recycle materials, etc. We have set reduction of environment load substances as a main pillar of our Green Procurement activities while focusing on human health damage and environment pollution. Environment management system, quality management system and chemical substance control are the foundation of environment-friendly products. The Green Procurement Standards confirm the situation of procured materials, and confirm the state of environment-conscious management in our business partner activities. Product Reduce environment load substances, Energy conservation, global warming prevention Resource conservation, recycling Realize with products Environment management system Chemical substance control Quality management system Foundation section (Undertaken by organization) Basic concept for realizing environment-friendly products The green procurement activities are successful only when a partnership is formed with our suppliers. We ask that our suppliers also work positively and continuously to preserve the environment, and cooperate with the investigations, etc., which we periodically conduct. 3

9 Green Procurement Standards I Purpose Yamaha has been active in Green Procurement activities through which we purchase from suppliers who are positively active in environment preservation. We preferentially procure materials which have a low environment load throughout the product s life cycle from the extraction of raw materials to disposal. This includes resource conserving, energy conserving and reduced toxic chemical substances. Yamaha s requirements of our suppliers for Green Procurement activities are summarized in these Standards. II Scope These Standards apply to the raw materials, parts products, etc. procured by Yamaha, and include the following goods. Raw materials and parts (hereinafter "production materials") which configure the products manufactured by Yamaha. Accessories including instruction manuals and power adaptors, etc. Containers and packages for packaging Yamaha products Finished products OEM/ODM products And these standards do not apply to the goods (e.g. fixtures, office supplies) used and consumed in the company. III Green Procurement Investigation Yamaha conducts the following two investigations for Green Procurement. (i) Investigation of supplier (ii) Investigation of production materials and products (i) Investigation of supplier When evaluating our suppliers, we check the conventional matters regarding the quality, price, surety of delivery, the stability, reliability, after-sales service, technical development power, stability of management base, and response in case of troubles, etc. In addition, we also check the supplier s approach to the environment, etc., listed below. 1. Structure of environment management system and quality management system 2. Use of specific chemical substances in manufacturing process 3. Control system for chemical substances contained in delivered production materials and products (ii) Investigation of production materials and products When selecting production materials and products, Yamaha checks the required quality and function, the rational price and delivery, and following environmental issues. 1. Presence and content of specific chemical substances in production materials and products 4

10 IV Operation (i) Investigation of supplier Prospective suppliers are investigated with the Green Procurement Investigation Sheet for Environmental Aspects (Form 1) prior to starting business. Prospective suppliers are asked to complete this Investigation for Environmental Aspects and to make a declaration that the response is true with the Declaration of Environmental Aspects (Form 2). If the supplier is a trading house, a secondary investigation of the delivered production materials and products manufacturer will be required. The investigation results are used as reference when selecting suppliers. Suppliers which have already conducted business transaction with us may also be investigated as prospective suppliers. We ask for your cooperation in this matter. (ii) Investigation of production materials and products When newly incorporating a material or a product, suppliers are required to investigate the content of substances listed in Standards for Chemical Content in Production materials and products (), and list the results in the Article Information Sheet 1 (AIS) defined by Joint Article Management Promotion-consortium (JAMP) in principle. The AIS are prepared according to the JAMP AIS preparation manual. These results must be submitted to Yamaha. Suppliers are also requested to submit the Material Safety Data Sheets (MSDS) for raw materials such as substances and preparations. Production materials and products which have already been in use may also be investigated as when newly adopted. We ask for your cooperation in this matter. The responses will be confirmed prior to judge the acceptability of procurement. (iii) Handling of responses Unless disclosure is required by law, all information will be used in Yamaha, and will not be disclosed to any external party. Any personal information indicated in the investigation shall be appropriately managed following the Yamaha Privacy Protection Policy, and shall not be used for any purpose other than procurement activities. (iv) Confirmation of responses Additional information or audits may be requested to confirm the submitted information. Improvement of chemical management may be requested based on the responses and performance. 1 AIS and it s related documents are downloadable form the following URL. 5

11 (v) Notification of changes If any changes arise in the submitted responses, such as changes to the supplier s management system, supplies, used materials and processes, etc., please submit the data to be changed beforehand. V Revisions These standards shall be revised as necessary. VI Contact regarding these Standards Please forward any inquiries regarding these Standards to your contact buyer or the followings. Production Engineering & Procurement Division (Phone: FAX: ) Quality Assurance Division (Phone: FAX: ) 6

12 Annex 1 Annex 1 Substances Prohibited in Manufacturing Process of Production Materials and Products Ozone depleting substances (the substance provided for the Montreal Protocol (Annex C group I is excluded)) Annex Group Substance Alias Name Formula A I Trichlorofluoromethane CFC-11 CFCl3 Dichlorodifluoromethane CFC-12 CF2Cl2 Trichlorotrifluoroethane CFC-113 C2F3Cl3 Dichlorotetrafluoroethane CFC-114 C2F4Cl2 Chloropentafluoroethane CFC-115 C2F5Cl II Bromochlorodifluoromethane halon-1211 CF2BrCl Bromotrifluoromethane halon-1301 CF3Br Dibromotetrafluorometane halon-2402 C2F4Br2 B I Chlorotrifluorometane CFC-13 CF3Cl Pentachlorofluoroethane CFC-111 C2FCl5 Tetrachlorodifluoroethane CFC-112 C2F2Cl4 Heptachlorofluoropropane CFC-211 C3FCl7 Hexachlorodifluoropropane CFC-212 C3F2Cl6 Pentachlorotrifluoropropane CFC-213 C3F3Cl5 Tetrachlorotetrafluoropropane CFC-214 C3F4Cl4 Trichloropentafluoropropane CFC-215 C3F5Cl3 Dichlorohexafluoropropane CFC-216 C3F6Cl2 Chloroheptafluoropropane CFC-217 C3F7Cl II Carbon tetrachloride CCl4 III 1,1,1-Trichloroethane *1 Methyl chloroform C2H3Cl3 C II Dibromofluoromethane CHFBr2 Bromodifluoromethane HBFC-22B1 CHF2Br Bromofluoromethane CH2FBr Tetrabromofluoroethane C2HFBr4 Tribromodifluoroethane C2HF2Br3 Dibromotrifluoroethane C2HF3Br2 Bromotetrafluoroethane C2HF4Br Tribromofluoroethane C2H2FBr3 Dibromodifluoroethane C2H2F2Br2 Bromotrifluoroethane C2H2F3Br Dibromofluoroethane C2H3FBr2 Bromodifluoroethane C2H3F2Br Bromofluoroethane C2H4FBr Hexabromofluoropropane C3HFBr6 Pentabromodifluoropropane C3HF2Br5 Tetrabromotrifluoropropane C3HF3Br4 Tribromotetrafluoropropane C3HF4Br3 Dibromopentafluoropropane C3HF5Br2 Bromohexafluoropropane C3HF6Br Pentabromofluoropropane C3H2FBr5 (Continue) 7

13 Annex 1 Annex Group Substance Alias Name Formula C II Tetrabromodifluoropropane C3H2F2Br4 Tribromotrifluoropropane C3H2F3Br3 Dibromotetrafluoropropane C3H2F4Br2 Bromopentafluoropropane C3H2F5Br Tetrabromofluoropropane C3H3FBr4 Tribromodifluoropropane C3H3F2Br3 Dibromotrifluoropropane C3H3F3Br2 Bromotetrafluoropropane C3H3F4Br Tribromofluoropropane C3H4FBr3 Dibromodifluoropropane C3H4F2Br2 Bromotrifluoropropane C3H4F3Br Dibromofluoropropane C3H5FBr2 Bromodifluoropropane C3H5F2Br Bromofluoropropane C3H6FBr III Bromochloromethane CH2BrCl E I Methyl bromide *2 CH3Br *1: This formula does not refer to 1,1,2-trichloroethane. *2: Applications in which the use of methyl bromide is indispensable for quarantine purposes are excluded. 8

14 Products Standards for Chemical Content in Production Materials and 1.Definitions For the purposes of this Standard, the following definitions apply: Battery or accumulator: Battery or accumulator means any source of electrical energy generated by direct conversion of chemical energy and consisting of one or more primary battery cells (nonrechargeable) or consisting of one or more secondary battery cells (rechargeable) include battery pack. Battery pack means any set of batteries or accumulators that are connected together and/or encapsulated within an outer casing so as to form a complete unit that the end user is not intended to split up or open. Electrical and electronic equipment: Electrical and electronic equipment means equipment which is dependent on electric current or electromagnetic fields in order to work properly, and equipment for the generation, transfer and measurement of such currents and fields. Homogeneous material: Homogeneous material means a material that cannot be mechanically disjointed (e.g. unscrewing, cutting, crushing, grinding and abrasive processes) into different materials. The term homogeneous is understood as "of uniform composition throughout". Intentionally added: Intentionally added means deliberately utilized in the formulation of a material or component where its continued presence is desired in the final product to provide a specific characteristic, appearance or quality. Following addition does not handled as intentionally added. Impurities doping in the semi-conductor manufacturing process. Product manufacturing which use the material containing known impurities. Impurities: Impurities mean substances that cannot be completely removed by industrial technology at the time of production in cases like the following: chemical substances that exist in the natural world and are contained natural material; by-products generated in the synthesis of materials or chemical substances as well as raw materials or catalysts that remain as residues after synthesis; 9

15 chemical substances contained in recycles materials used in metal refining, paper composition, or other process. Concentration: The concentration in these Standards is indicated as mass concentration. The concentration of metal compounds is not the concentration of contained compounds but the value obtained by converting the metal elements contained in those compounds. Materials which contain volatile compounds, such as paints and bonds, are specified by the content concentration in the solid layer (layer formed by residues from which volatile compounds have been removed). Article: The "article" means an object to which during manufacture is given a particular shape, appearance or design that determines the function of the end-use to a degree larger than what is performed by the chemical composition. Containers and packaging materials: Containers and packaging materials mean the containers and packaging materials used to package Yamaha products. These are materials which are unnecessary when the Yamaha product is consumed or when separated from the product. Examples of judging containers and packaging materials are given in Table 1. Table 1: Example of container and packaging material Items classified as container and Items not classified as container and packaging materials packaging materials Package boxes (individual boxes, decorative boxes, assembly boxes), Crate (wooden crate) Cushioning material, protective bags (sheets), partitions (spacers) Vinyl bags, envelopes (bags for instruction manuals and warranty cards) Shrink film, binding bands, adhesive tape, staples Cases for CDs and FDs Carrying cases (case enclosed with keyboards or guitars, etc.) Labels (Labels attached to sections other than container or packaging material, or invoice etc. attached by third party) 10

16 2.Policy of applicable standards The product content standards shall be set for each substance based on the applicable legal regulations. 2-1.Prohibited Substances Inclusion of the following substances in the production materials and products is prohibited. When using under the applicable exemption clause, the application, usage area, content and content rate, etc., must be clear. Substances of which content in product is prohibited by law Substances of which content in product is voluntarily prohibited by Yamaha 2-2.Restricted Substances Inclusion of the following substances in the production materials and products is restricted, or inclusion in specific applications is prohibited. When included within the restricted level or when included for purposes other than specific applications, the application, usage area, content and content rate, etc., must be clear. Substance of which content or concentration is restricted by law Substance of which content in specific application is prohibited or restricted by law Substance of which content in product is voluntarily restricted or in specific application is voluntarily prohibited by Yamaha 2-3.Controlled Substances Use of the following substances in the production materials and products is not restricted. However, if such substances are contained in the production materials or products, the application, usage area, content and content rate, etc., must be clear to enable product recycling and suitable treatment, etc. depending on the product destination, the status of recycle and the status of industrial activity on contained chemical management. Substances which might have a negative impact in view of the environment, health or safety and sanitation Substances for which laws and ordinances to prohibit or restrict use in product are under review Substances for which display or disclosure is required when included in product Substances for which legal disclosure regarding wastes is required (Hazard and toxicity of waste) Substances which must be understood to avoid negative effect within the product s life cycle 11

17 3.Standards for Chemical Content in Production Materials and Products Q1A018 7th. edition 3-1.Prohibited Substances Substance group: Bis (tri-butyl tin) oxide (TBTO) Target substance: Bis (tri-butyl tin) oxide CAS No Content standards: Use shall be prohibited in the following case: Intentional addition Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance)(japan), EU regulation No.1907/2006 (REACH) Candidate list of SVHC for authorisation Substance group: Polybrominated biphenyls (PBBs) Examples of polybrominated biphenyls(pbbs) Substance name CAS No. Decabromobiphenyl Nonabromo-1,1 -biphenyl Octabromobiphenyl Heptabromobiphenyl Hexabromobiphenyl Pentabromobiphenyl Tetrabromobiphenyl Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the homogeneous material exceeding 1000ppm Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)), Basel Convention, etc. Substance group: Polybrominated diphenylethers (PBDEs) Example of polybrominated diphenylethers (PBDEs). Substance name CAS No. Decabromodiphenyl ether Nonabromodiphenylether Diphenyl ether, octabromo derivative ,2',4,4',5-pentabromodiphenyl ether Tetrabromodiphenyl ether Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the homogeneous material exceeding 1000ppm Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)), Product Regulations (Norway), Brominated flame retardant law (state statute in US), Basel Convention, etc. 12

18 Substance group: Polychlorinated biphenyls (PCBs) and Polychlorinated terphenyls (PCTs) Substance details: Polychlorinated biphenyls and polychlorinated terphenyls include the following analogs. Examples are given below. Examples of polychlorinated biphenyls (PCBs) and polychlorinated terphenyls (PCTs) Substance name CAS No. Polychlorinated biphenyl Aroclor Chlorodiphenyl (Aroclor 1260) Kanechlor Aroclor Monomethyl tetrachlorodiphenyl methane (Ugilec 141) Monomethyl-dichloro-diphenyl methane (Ugilec 121, Ugilec 21) - Monomethyl-dibromo-diphenyl methane (DBBT) Polychlorinated terphenyl Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following case: Intentional addition Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance) (Japan), EU regulation No.1907/2006 (REACH) Annex XVII, etc. Substance group: Polychloronapthalenes (more than 3 chlorine atoms) Examples of polychloronapthalenes (more than 3 chlorine atoms). Substance name CAS No. Naphthalene, chloro derivatives Octachloronaphthalene Heptachloronaphthalene Hexachloronaphthalene Pentachloronaphthalene Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following case: Intentional addition Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1) (Japan). 13

19 Substance group: Short chain chlorinated paraffins (C10~13) Examples of short chain chlorinated paraffins (C10~13). Substance name CAS No. Alkanes, C10-13, chloro (Short Chain Chlorinated Paraffins) Alkanes, C12-13, chloro Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the article exceeding 1500ppm Major reference laws and regulations: EU regulation No 850/2004 (POPs regulation), EU regulation No.1907/2006 (REACH) candidate list of SVHC for authorisation, etc. Substance group: Asbestos Examples of asbestos Substance name CAS No. Chrysotile Amosite Crocidolite Actinolite Anthophyllite Tremolite Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the homogeneous material exceeding 1000ppm Major reference laws and regulations: Industrial safety and health law (Japan), EU regulation No.1907/2006 (REACH) Annex XVII, ChemVerbotsV (Germany), TSCA(US), etc. Substance group: Ozone depleting substances (Class I substances) Substance details: Ozone depleting substances (Class I substances) defined under the Montreal Protocol excluding those listed in the annex C group I (HCFCs). Refer to table 2 for details. Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the homogeneous material exceeding 1000ppm Exemption: Use in the following applications shall be permitted The use of methyl bromide is indispensable for quarantine purposes. Major reference laws and regulations: Montreal Protocol, Ozone Layer Protection Law(Japan), EU regulation No. 2037/2000, Clean Air Act (US), etc. 14

20 Substance group: Radioactive substances Examples of radioactive substances Substance name Q1A018 7th. edition CAS No. Americium Thorium Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following case: Intentional addition Exemption: Use in the following applications shall be permitted Lamps with radiological dosages which will not affect human bodies Major reference laws and regulations: Law for the regulation of nuclear source material,fuel material reactors 1986 (Japan), Law concerning prevention from radiation hazards due to radio-isotopes, etc. Note: Although laws noted in the regulations do not correspond to Yamaha product fields, this has been set as a prohibited substances in view of worker health. Substance group: Pentachlorophenol and its salts and esters Examples of Pentachlorophenol and its salts and esters Substance name CAS No. Pentachlorophenol Potassium pentachlorophenolate Sodium Pentachlorophenate Zinc bis(pentachlorophenolate) Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following case: Intentional addition A residual concentration in the homogeneous material exceeding 5 ppm when material was treated with the mixture containing target substance. Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, ChemVerbotsV (Germany), etc. Substance group: Hexachlorobenzene Target substance: Hexachlorobenzene CAS No Content standards: Use shall be prohibited in the following case: Intentional addition An impurity concentration level in homogeneous material is clearly high compared to BAT (best available technology) level. Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance), Stockholm Convention, etc. 15

21 Substance group: Tri-substituted organostannic compounds (excluding TBTO) Examples of tri-substituted organostannic compounds (excluding TBTO) Substance name CAS No. Triphenyltin=N,N-dimethyldithio carbamate Triphenyltinfluoride Triphenyltinacetate Triphenyltinchloride Triphenyltinhydroxide Tributyltinacetate Tributyltin laurate Bis(Tributyltin) phthalate Tributyltinchloride Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the homogeneous material exceeding 1000ppm of Tin. Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance), EU regulation No.1907/2006 (REACH) Annex XVII Substance group:perfluorooctane sulfonates (PFOSs) Substance details: Perfluorooctane sulfonates refer to C8F17SO2X (OH, metal salt (O-M+), halide, amide and other derivatives). This substance group includes perfluorooctane sulfonyl fluoride (PFOSF CAS No , ). Examples are given below. Examples of Perfluorooctane sulfonates (PFOSs). Substance name CAS No. Perfluoro(octane-1-sulfonic acid) Ammonium perfluorooctane-1-sulfonate Bis(2-hydroxyethyl)ammonium perfluorooctanesulfonate Potassium perfluorooctane-1-sulfonate Lithium perfluorooctane-1-sulfonate Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition Exemption: Use in the following applications shall be permitted Photoresists or anti reflective coatings for photolithography processes. Photographic coatings applied to films, papers, or printing plates Mist suppressants for non-decorative hard chromium (VI) plating and wetting agents for use in controlled electroplating systems. (Limited to parts already in use) Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance) (Japan), EU regulation No.1907/2006 (REACH) Annex XVII, Stockholm Convention, etc. 16

22 Substance group: 2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenol Target substance:2-(2h-1,2,3-benzotriazol-2-yl)-4,6-di-tert-butylphenol CAS No Content standards: Use shall be prohibited in the following cases: Intentional addition Major reference laws and regulations: Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance) (Japan), Substance group: Dimethyl fumarate Target substance: Dimethyl fumarate CAS No Content standards: Use shall be prohibited in the following cases: Intentional addition An impurity concentration in the article exceeding 0.1ppm Major reference laws and regulations EU regulation No.1907/2006 (REACH) Annex XVII Substance group: Hexabromocyclododecane (HBCDD) and all major diastereoisomers Examples of Hexabromocyclododecane (HBCDD) and all major diastereoisomers Substance name CAS No. Hexabromocyclododecane ,2,5,6,9,10-hexabromocyclododecane α-hexabromocyclododecane β-hexabromocyclododecane γ-hexabromocyclododecane Note: This table does not indicate all the target substances. Content standards: Use shall be prohibited in the following cases: Intentional addition Major reference laws and regulations Law Concerning Examination and Regulation of Manufacture and Handling of Chemical Substances (Class 1 substance) (Japan), Stockholm Convention, EU regulation No.1907/2006 (REACH) Candidate list of SVHC for Authorisation 17

23 3-2.Restricted Substances Substance group: Hexavalent chromium compounds Examples of hexavalent chromium compounds Substance name CAS No. Chromium(VI) oxide Sodium chromate Potassium chromate Calcium chromate Zinc chromate Barium chromate Lead(II) chromate Potassium dichromate Sodium dichromate Ammonium dichromate Note: This table does not indicate all the target substances. Prohibited applications and content standards: Use shall be prohibited in the following cases Leather articles and leather parts coming into directly contact with the skin (include inside parts that might touch during maintenance) A concentration in the dry weight of the leather exceeding 3mg/kg Materials used for electrical and electronic equipments Intentional addition An impurity concentration in the homogeneous material exceeding 1000ppm Container and packaging material Total mass concentration of cadmium, mercury, lead and hexavalent chromium exceeding 100ppm Notes: Hexavalent chromium concentration in the dried leather is tested by ISO EN (Leather - Chemical tests - Determination of chromium (VI) content). Major reference laws and regulations: EU regulation No. 1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)), Management Methods for the Restriction of the Use of Hazardous Substances in Electrical and Electronic Products (China), Act on the Resource Recycling of Electric and Electronic Products and Vehicles (South Korea), 94/62/EEC (EU Packaging directive), Toxics in packaging laws (state statute in US), etc. 18

24 Substance group: Lead and its compounds Examples of lead and its compounds Substance name CAS No. Lead Lead(II) carbonate Lead(II) oxide Lead(IV) oxide Lead(II,IV) oxide Lead(II) chromate Lead(II) sulfide Lead(II) sulfate Lead(II) phosphate Lead(II) titanate Lead stearate Note: This table does not indicate all the target substances. Prohibited applications and content standards: Use shall be prohibited in the following cases Accessible parts to consumer during normal use A concentration in the surface painting layer exceeding 90ppm. A concentration in the part of the product which may be placed in the mouth by children (smaller than 5 cm in one dimension or has a detachable or protruding part) exceeding 500ppm. Materials used for electrical and electronic equipments A concentration in the homogeneous material exceeding 1000ppm. For PVC outer coatings of external connection cable, a concentration level exceeding 300ppm. Paint, pigment, ink or resin additive used for applications other than electrical and electronic equipments A concentration in the homogeneous material exceeding 100ppm Batteries and accumulators For manganese batteries (including button cells) and button-type alkaline batteries, a concentration exceeding 1000ppm/piece. For alkaline batteries (excluding button cells), a concentration exceeding 40ppm/piece. Container and packaging material Total mass concentration of cadmium, mercury, lead and hexavalent chromium exceeding 100ppm Note: In the U.S., when a product is classified the "furniture article" of consumer products, the certificate that the lead concentration in the painting material does not exceed 90 ppm, may be required. Batteries and accumulators are not included in electrical and electronic equipments, but if the lead content exceeds 40ppm/piece, a LEAD indication will be required in the EU. Notify Yamaha in this case. Exemptions for application in the part of the product which may be placed in the mouth by children: Use in the following applications is permitted. Electrical and electronic equipments, packaging material, musical instruments, batteries and accumulators, keys and locks (including padlocks) and parts made of brass alloys, if the concentration of lead (expressed as metal) in the brass alloy does not exceed 500ppm. The rate of lead release from parts, whether coated or uncoated, does not exceed 0.05 µg/cm 2 /hour (equivalent to 0.05 µg/g/h), and, for coated articles, that the coating is sufficient to ensure that this release rate is not exceeded for a period of at least two years of normal or reasonably foreseeable conditions of use of the article. 19

25 Exemptions for application in electrical and electronic parts: In accordance with the EU RoHS exemptions listed on table 6. However, "Management Methods for the Restriction of the Use of Hazardous Substances in Electrical and Electronic Products" (China law) requires to indicate the presence of hazardous substances. Reference laws and regulations: Consumer Product Safety Improvement Act and Ban of Lead Containing Paint (16CFR1303) (US), EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EC (EU RoHS recast), California Proposition 65 (US, California state), Statutory Order No of September 13, 2007 on prohibition of import and marketing of products containing lead (Denmark), Quality management and safety control of industrial products act (South Korea), GB24427 (China), Battery Regulation (Resolution No.401/08) (Brazil),94/62/EEC (EU Packaging directive), Toxics in packaging laws (USA State law), etc. Substance group: Nickel and its compounds Examples of nickel and its compounds Substance name CAS No. Nickel Nickel(II) oxide Nickel(II) carbonate Nickel(II) sulfate Nickel sulfide Note: This table does not indicate all the target substances. Prohibited applications and content standards: Use shall be prohibited in the following cases Materials of products intended for use on body parts, and which directly contact with the skin (e.g. necklaces, bracelets and chains, wrist-watch cases, watch straps and tighteners) Release of nickel exceeds 0.5µg/cm 2 /week when tested EN1811 Reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, etc. 20

26 Substance group: Azo colorants Substance details: Azo colorants which, by reductive cleavage of one or more azo groups, may release one or more of the certain aromatic amines. List of certain amines Substance name Formula CAS No. 4-Amino azobenzene C12H11N ,6-Dimethylaniline C8H11N o-anisidine C7H9NO Naphthylamine C10H9N ,3'-Dichlorobenzidine C12H10Cl2N Biphenyl-4-ylamine C12H11N Benzidine C12H12N o-toluidine C7H9N ,4- Dimethylaniline C8H11N Chloro-o-toluidine C7H8ClN ,4-Diaminotoluene C7H10N o-aminoazotoluene C14H15N Nitro-o-toluidine C7H8N2O ,3'-Dichloro-4,4'-diaminodiphenylmethane C13H12Cl2N ,4'-Methylenedianiline C13H14N ,4'-Diaminodiphenylether C12H12N2O p-chloroaniline C6H6ClN ,3'-Dimethoxybenzidine C14H16N2O ,3'-Dimethylbenzidine C14H16N Methoxy-m-toluidine C8H11NO ,4,5-Trimethylaniline C9H13N ,4'-Thiodianiline C12H12N2S Methoxy-m-phenylenediamine C7H10N2O ,4'-Methylenedi-o-toluidine C15H18N Prohibited applications and content standards: Use shall be prohibited in the following cases Textile or leather materials of products which direct and prolonged contact with the skin (e.g. headphones, straps) Intentional addition Textile or leather materials of products intended for oral use, and which directly enter mouth Intentional addition Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, Act on Control of Household Products Containing Harmful Substances (Japan), etc. 21

27 Substance group: Creosotes Substance detail: Target substances are listed below. List of creosotes Substance CAS No. Creosote Creosote oil Distillates (coal tar), naphthalene Creosote oil, acenaphtene fraction Distillates (coal tar), upper Anthracene oil Tar acids, Coal, Crude Creosote, wood Low temperature tar oil, alkaline Prohibited applications and content standards: Use shall be prohibited in the following cases Wood materials (veneer, plywood, MFD, etc.) Intentional addition Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, etc. Substance group: Vinyl Chloride Polymer (PVC) Target substance: Vinyl chloride polymer (PVC) CAS No Prohibited applications and content standards: Use shall be prohibited in the following cases Container and packaging material Intentional addition Major reference laws and regulations: Basel Convention, Taxes on Polyvinyl chloride and Phthalate Act (Denmark), etc. Note: Having regard to the environmental impact of packaging materials, this substance has been set as a restricted substance voluntarily by Yamaha. If technologically impossible, please contact us. 22

28 Substance group: Volatile Organic Compounds (VOC) Content Standards: In-house Standards are set for the VOC which are emitted by Yamaha products. To achieve these Standards, differ requirements have been set according to the procured material in use. Contact the Procurement Supervisor for details. Yamaha In-house standards for VOCs emitted by product Emission concentration Standard value (Same as Ministry of Substance Health, Labor and Welfare Guidelines) μg/m 3 ppm Formaldehyde Toluene Xylene p-dichlorobenzene Styrene Ethylbenzen 3, Measurement conditions: Temperature 25 C, humidity 50%, measurement using Chamber method Note on formaldehyde in using materials: Plywood, particleboard and medium density fiberboard used for US destination products must comply with phase 2 criteria based on the Composite Wood Products ATCM (California). Major reference laws and regulations: ChemVerbotsV (Germany), Standards for School Environmental Sanitation (Japan), The airborne toxic control measure (ATCM) to reduce formaldehyde emissions from composite wood products (California, US) 23

29 Substance group: Arsenic and its compounds Examples of arsenic and its compounds Substance name CAS No. Arsenic Gallium arsenide Arsenic pentoxide Arsenic trioxide Cupric aceto arsenite Lead (II) arsenite Potassium arsenite Arsenic trisulfide Potassium arsenate Calcium arsenate Calcium arsenite Cacodylic acid Note: This table does not indicate all the target substances. Prohibited applications and content standards: Use shall be prohibited in the following cases Treatment with the mixture contained target substance for the preservation of wood Paint, pigment, ink or resin additive An impurity concentration in the homogeneous material exceeding 1000ppm Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, (2009/48/EC (on the safety of toys)) etc. Note: In view of the target substance's acute toxicity and carcinogenic possibilities, this substance has been set as a restricted substance for paint, pigment, ink and resin additive voluntarily by Yamaha. 24

30 Substance group: Cadmium and its compounds Examples of cadmium and its compounds Substance name CAS No. Cadmium Cadmium oxide Cadmium sulfide Cadmium chloride Cadmium iodide Cadmium sulfate Diethyl cadmium Bis(diethyl-dithio carbamato) cadmium Cadmium fluoroborate Cadmium nitrate Note: This table does not indicate all the target substances. Prohibited applications and content standards: Use shall be prohibited in the following cases Plating containing cadmium Fluorescent lamps containing cadmium. Materials used for electrical and electronic equipments A concentration in the homogeneous material exceeding 100ppm. Paint, pigment, ink or resin additive used for applications other than electrical and electronic equipments A concentration in the homogeneous material exceeding 75ppm Batteries and accumulators A concentration exceeding 20ppm/piece For manganese batteries and alkaline batteries, a concentration exceeding 10ppm/piece. Container and packaging material Total mass concentration of cadmium, mercury, lead and hexavalent chromium exceeding 100ppm Exemption: Use in the following applications shall be permitted In accordance with the EU RoHS exemptions listed on table 6. However, "Management Methods for the Restriction of the Use of Hazardous Substances in Electrical and Electronic Products" (China law) requires to indicate the presence of hazardous substances. Major reference laws and regulations: EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)), 2006/66/EC (EU Batteries directive), Cadmium decree 1999 (Netherlands), Cadmium regulation (Denmark), California Proposition 65 (US, California state), Quality management and safety control of industrial products act (South Korea), GB24427 (China), Battery Regulation (Resolution No.401/08) (Brazil), 94/62/EEC (EU Packaging directive), Toxics in packaging laws (state statute in US), etc. 25