The Al + CO2 AlO + CO Reaction: Experiment vs. Theory

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1 The Al + CO2 AlO + CO Reaction: Experiment vs. Theory Zhi Sun, [a] Kevin B. Moore III, [a] and Henry F. Schaefer III *[a] [a] Center for Computational Quantum Chemistry, University of Georgia Athens, Georgia 30602, USA * ccq@uga.edu A Communication to the Journal of Chemical Physics. 1

2 Abstract Based on their highly sophisticated crossed-beam experimental studies of the Al + CO2 AlO + CO reaction, Honma and Hirata have directly challenged the results of earlier theoretical studies of this system. We report high level theoretical studies of this system. It is shown that, consistent with Honma-Hirata experimental conclusions, the previous theoretical prediction of a substantial barrier height for this reaction was incorrect. However, for the structures of the possible intermediates, in agreement with the 1992 theoretical study of Sakai, we find striking disagreement with the experimental conclusion that the O-C-O moiety is nearly linear. The energies of the three entrance channel intermediates lie 14.4, 15.2, and 16.4 kcal mol -1 below separated Al + CO2. 2

3 Recently this journal published a special issue, entitled Developments and Applications of Velocity Mapped Imaging Techniques. The third paper therein, by Honma and Hirata 1 is titled Reaction Dynamics of Al + CO2 AlO + CO Studied by a Crossed-Beam Velocity Map Imaging Technique. In addition to establishing the validity of their advanced experimental method, Honma and Hirata made some bold statements concerning previous theoretical studies 2, 3 of the Al + CO2 reaction. There have been several earlier experimental studies 4-7 of the Al + CO2 reaction, but none with such sophistication and forceful conclusions as that of Honma and Hirata. Further, Manceron and coworkers 8 have observed vibrational features of an AlCO2 adduct in argon matrices. Howard and coworkers 9 have reported an EPR study of Al in a CO2 matrix at 77 K. Brock and Duncan 10 examined the threshold photodissociation of AlCO2. Finally, in 2015 Thomas and coworkers 11 reported the infrared spectroscopy of the Al-CO2 complexes in helium nanodroplets. Previous theoretical studies, 2, 3, 12, 13 have predicted four main structures of AlCO2 intermediates (shown in Figure 1). Figure 1. Structures of four main AlCO2 intermediates reported in literatures. In their abstract, Honma and Hirata 1 state these results suggested that the reaction proceeds via a short-lived intermediate in which the O C O keeps a nearly linear structure. Approaching the end of their paper, Honma and Hirata note that the previous theoretical research predicted transition states between the AlCO2 intermediates and products AlO + CO with high barriers. Honma and Hirata state 3

4 that the presence of such high barriers is not consistent with the (experimental) excitation function in which the threshold value is similar to the endothermicity. 1 Honma and Hirata conclude that the structures of the transition states proposed by the ab initio calculations have bent O C O angles. The [theoretical] high exit barrier and bent O C O structure likely provide significant excitation of the CO rotation, which is not consistent with the present [experimental] result. In light of such a glaring disagreement between theory and experiment, new theoretical studies are called for. We report here coupled cluster [CCSD(T)] computations 14 with Dunning s correlation consistent basis sets [cc-pv(q+d)z] Here the (+d) notation refers to the fact that basis set for aluminum has been augmented with an additional set of tight d basis functions 17. Intrinsic reaction coordinate (IRC) computations were performed at the B3LYP/cc-pV(T+d)Z level of theory to connect the equilibrium geometries and transition states. Restricted Hartree-Fock reference wave functions (ROHF or RHF) were used for all coupled cluster computations. We affirmed the single-reference character (see SI) of the AlCO2 wavefunctions with a large (13e, 13o) CASSCF space (C and O: all 2p orbitals; Al: 3s and 3p orbitals). Optimizations followed by frequency computations, relaxed scans, and IRC analyses were performed using CFOUR 1.0, 18 Molpro , 19 and GAMESS 2014 (R1), 20, 21 respectively. Many of our predictions for the Al + CO2 AlO + CO reaction are reported in Figure 2. The most important result there is the barrier between the trans-alco2-1 intermediate and the product AlO ( 2 Σ + ) + CO. This corresponds to the lowest energy pathway we found between Al + CO2 and AlO + CO. The transition state TS-diss-1 lies 4.2 kcal mol -1 above separated Al + CO2, and 0.8 kcal mol -1 below the products of AlO + CO. TS-diss-1 thus lies below the endothermicity of the overall Al + CO2 AlO + CO reaction, consistent with the experimental conclusion of Honma and Hirata. The reaction of Al ( 2 P) 4

5 + CO2 (X, 1 Σg + ) AlO (X, 2 Σ + ) + CO (X, 1 Σ + ) is found to be endothermic by 5.0 kcal mol -1, which is in good agreement with the best experiment enthalpy ( H 0 r = 4.8 kcal mol -1 ), 22 as well as the threshold collision energy (0.19 ev or 4.4 kcal mol -1 ) reported by Costes et al. for this reaction. 5 We reluctantly disagree with the previous theoretical study of Sakai, 2 who predicted (see Figure 6 in reference 2) this transition state to lie 19 kcal mol -1 above Al + CO2. Such a barrier is insurmountable at the 12.6 ± 2.8 and 6.7 ± 1.6 kcal mol -1 collision energies used in the experiments of Honma and Hirata. Our computed TS-diss-1 barrier lies only 4.2 kcal mol -1 above Al + CO2 and should thus be readily accessible in the experiment, as this barrier lies below the products AlO + CO. We also assert the feasibility of a second pathway: trans-alco2-1 can readily convert into trans-alco2-2, which may then dissociate via the transition state TS-diss-2 lying 13.5 kcal mol -1 above Al + CO2. However, this second pathway must not be accessible to the energies of the Honma-Hirata experiments. The other major issue raised by the experiments of Honma and Hirata 1 concerns the structure of the intermediate and the transition state. They insist that the O-C-O moiety at both the OCOAl intermediate and transition state is nearly linear because of the low CO rotation energies. Our predicted O-C-O angle lowest-lying accessible dissociation transition states (TS-diss-1 in Figure 2) is 117.5, far from linear. Here our prediction aligns with the 120 angle predicted by Sakai 2 in The O-C-O angle in TS-diss-2 is very similar. It seems clear to us that something is missing in the experimental assignment of the transition state geometries. 5

6 6 Figure 2. Potential energy surface for the Al ( 2 P) + CO2 ( 1 Σg + ) AlO ( 2 Σ + ) + CO ( 1 Σ + ) reaction at the CCSD(T)/cc-pV(Q+d)Z level of theory.

7 However, it might be that the OCO bending potential is very flat, making the averaged OCO angle effectively 180. Pursuing this possibility, Figure 3 shows a one-dimensional relaxed scan of the OCO bond angle from its value in trans-alco2-1 (135 ) to linearity. The CCSD(T)/cc-pV(Q+d)Z scan indicates that it takes about kcal mol -1 to bend the OCO moiety of this AlCO2 intermediate to linearity. This value is much lower than the energy (~35 kcal mol -1, at the same level of theory) required to distort an isolated linear CO2 molecule to a bent structure (135 ). We note that the we have lowered the TS-diss-1 barrier such that it now lies only 0.6 kcal mol -1 above the Exit-Complex and 0.8 kcal mol -1 below AlO + CO. This is another substantial difference with the predictions of Sakai, 2 who placed the TS-diss-1 transition state 13 kcal mol -1 above AlO + CO. The small difference between TS-diss-1 and AlO + CO predicted in this study implies that there will be little energy available to be distributed into rotational states of CO, in alignment with the observations of Honma and Hirata. 1 The transition state for Al + CO2 addition (TS-add in Figure 2) does have a nearly linear O-C-O angle of However, the entrance-channel reaction coordinates of TS-add evidently differ from the exit-channel reaction coordinates of TS-diss-1 and Exit-Complex. 7

8 Figure 3. Relaxed scan of the O-C-O angle of trans-alco2-1 at the CCSD(T)/cc-pV(Q+d)Z level of theory (the cusp indicates where the structure start falling apart into relevant fragments). In addition, although some previous theoretical studies 2, 12 suggested a cis-alco2 conformer (see Figure 1 and SI), this structure was not located with the CCSD(T)/cc-pV(Q+d)Z method. The reasoning for its absence was elucidated using a relaxed scan of the Al-O-C angle of sym-alco2 provided in Figure 4. Figure 4 shows a very flat potential surface with almost no energy change in a wide range of about with the CCSD(T) method. While the B3LYP and BP86 methods fail to reproduce such a flat surface region, they similarly do not validate the presence of any significantly long-lived cis-alco2 structure. 8

9 Figure 4. Relaxed scan of the Al-O-C angle of sym-alco2. Note that these potential energy curves do not indicate the presence of a cis-alco2 minimum along the reaction pathway. Supplementary Material See supplementary material for the detailed information of all species studied in this work. Acknowledgments This research was supported by the National Science Foundation, Grant CHE References 1 K. Honma and D. Hirata, J. Chem. Phys. 147, (2017). 2 S. Sakai, J. Phys. Chem. 96, 131 (1992). 3 J. Panek and Z. Latajka, J. Phys. Chem. A 103, 6845 (1999). 4 A. Fontijn and W. Felder, J. Chem. Phys. 67, 1561 (1977). 5 M. Costes, C. Naulin, G. Dorthe, C. Vaucamps, and G. Nouchi, Faraday Discuss. Chem. Soc. 84, 75 (1987). 9

10 6 J. M. Parnis, S. A. Mitchell, and P. A. Hackett, Chem. Phys. Lett. 151, 485 (1988). 7 N. L. Garland, C. H. Douglass, and H. H. Nelson, J. Phys. Chem. 96, 8390 (1992). 8 A. M. Le Quere, C. Xu, and L. Manceron, J. Phys. Chem. 95, 3031 (1991). 9 J. A. Howard, C. Mccague, R. Sutcliffe, J. S. Tse, and H. A. Joly, J. Chem. Soc. Faraday Trans. 91, 799 (1995). 10 L. R. Brock and M. A. Duncan, J. Phys. Chem. 99, (1995). 11 B. J. Thomas, B. A. Harruff-Miller, C. E. Bunker, and W. K. Lewis, J. Chem. Phys. 142, (2015). 12 P. Marshall, P. B. Oconnor, W. T. Chan, P. V. Kristof, and J. D. Goddard, Abstracts of Papers Am. Chem. Soc. 202, 90 (1991). 13 A. Selmani and A. Ouhlal, Chem. Phys. Lett. 191, 213 (1992). 14 T. D. Crawford, and H. F. Schaefer, in Reviews in Computational Chemistry, Vol 14, edited by K. B. Lipkowitz, and D. B. Boyd (Wiley-VCH, Inc, New York, 2000), pp T. H. Dunning, J. Chem. Phys. 90, 1007 (1989). 16 D. E. Woon and T. H. Dunning, J. Chem. Phys. 98, 1358 (1993). 17 T. H. Dunning, K. A. Peterson, and A. K. Wilson, J. Chem. Phys. 114, 9244 (2001). 18 CFOUR, Coupled-Cluster techniques for Computational Chemistry, a quantum-chemical program package by J. F. Stanton, J. Gauss, L. Cheng, M. E. Harding, D. A. Matthews, P. G. Szalay with contributions from A. A. Auer, R. J. Bartlett, U. Benedikt, C. Berger, D. E. Bernholdt, Y. J. Bomble, O. Christiansen, F. Engel, R. Faber, M. Heckert, O. Heun, C. Huber, T.-C. Jagau, D. Jonsson, J. Jusélius, K. Klein, W. J. Lauderdale, F. Lipparini, T. Metzroth, L. A. Mück, D. P. O'Neill, D. R. Price, E. Prochnow, C. Puzzarini, K. Ruud, F. Schiffmann, W. Schwalbach, C. Simmons, S. Stopkowicz, A. Tajti, J. Vázquez, F. Wang, J. D. Watts and the integral packages MOLECULE (J. Almlöf and P. R. Taylor), PROPS (P. R. Taylor), ABACUS (T. Helgaker, H. J. Aa. Jensen, P. Jørgensen, and J. Olsen), and ECP routines by A. V. Mitin and C. van Wüllen. For the current version, see 19 H.-J. Werner, P. J. Knowles, G. Knizia, F. R. Manby, M. Schütz, P. Celani, W. Györffy, D. Kats, T. Korona, R. Lindh, A. Mitrushenkov, G. Rauhut, K. R. Shamasundar, T. B. Adler, R. D. Amos, A. Bernhardsson, A. Berning, D. L. Cooper, M. J. O. Deegan, A. J. Dobbyn, F. Eckert, E. Goll, C. Hampel, A. Hesselmann, G. Hetzer, T. Hrenar, G. Jansen, C. Köppl, Y. Liu, A. W. Lloyd, R. A. Mata, A. J. May, S. J. McNicholas, W. Meyer, M. E. Mura, A. Nicklass, D. P. O'Neill, P. Palmieri, D. Peng, K. Pflüger, R. Pitzer, M. Reiher, T. Shiozaki, H. Stoll, A. J. Stone, R. Tarroni, T. Thorsteinsson, and M. Wang, MOLPRO, version , a package of ab initio programs, see 10

11 20 M. W. Schmidt, K. K. Baldridge, J. A. Boatz, S. T. Elbert, M. S. Gordon, J. H. Jensen, S. Koseki, N. Matsunaga, K. A. Nguyen, S. Su, T. L. Windus, M. Dupuis, and J. A. Montgomery, J. Comput. Chem. 14, 1347 (1993). 21 M. S. Gordon, and M. W. Schmidt, in Theory and Applications of Computational Chemistry, edited by G. Frenking, K. S. Kim, and G. E. Scuseria (Elsevier, Amsterdam, 2005), pp M. W. Chase Jr., NIST-JANAF Themochemical Tables, Fourth Edition, J. Phys. Chem. Ref. Data, Monograph 9, 1 (1998). 11

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